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39 Financial Regulation and Compliance Jobs in India
Regulatory frameworks shift constantly, demanding close attention to evolving rules and their practical implications.
Average salary: INR 2,066,667
Average salary
INR 2,066,667
across 39 jobs
- Managed Services - SEC Perpetual Finance - Senior Associate
- PwC
- Bengaluru, Kolkata, India
- INR 1,200,000 – INR 1,800,000
- FinCrime Operations Team Lead - AML Investigations
- Wise
- Hyderābād, India
- INR 2,500,000 – INR 4,000,000
- Manager, Trade & Regulatory Control - Onboarding
- Standard Chartered
- Bengaluru, India
- INR 2,500,000 – INR 3,500,000
- Director, Credit Risk and Assurance
- Standard Chartered
- Bengaluru, India
- INR 5,000,000 – INR 8,000,000
- 监察专员-实习
- 小米科技 Xiaomi Technology
- Bengaluru, India
- INR 300,000 – INR 500,000
- Area Manager - Fraud Risk Management
- Tata Capital
- Chennai, India
- INR 1,200,000 – INR 1,800,000
- Senior IT Auditor - SOC
- A-LIGN
- Gurugram, India
- INR 1,800,000 – INR 2,600,000
- AVP - Internal Audit - Risk & Legal
- MUFG
- Bengaluru, India
- INR 3,000,000 – INR 4,000,000
- Associate General Manager - Management Audit & Assurance Services
- Adani Group
- Ahmedabad, India
- INR 3,000,000 – INR 4,500,000
- Associate, Investigation and Dispute, FinCrime Managed Services
- PwC
- Bengaluru, India
- INR 600,000 – INR 900,000
- Manager - IRM Architect
- PwC
- Mumbai, India
- INR 2,500,000 – INR 4,000,000
- Manager - Audit (Swiss Desk)
- KPMG India
- Gurugram, India
- INR 3,000,000 – INR 4,500,000
- FinCrime Operations Senior Analyst - PEP
- Wise
- Hyderābād, India
- INR 1,200,000 – INR 1,800,000
- Due Diligence Analyst
- OSTTRA
- Gurugram, India
- INR 800,000 – INR 1,200,000
- Team Member - Gold Loans
- CSB Bank Limited
- Puducherry, India
- INR 300,000 – INR 450,000
- Finance Executive (Compliance & Taxation)
- Marriott International
- Goa, India
- INR 300,000 – INR 500,000
- Technology Risk Auditor - Manager
- OakNorth
- Gurugram, India
- INR 2,500,000 – INR 3,500,000
- Financial Crime Compliance/AML Investigator
- ONE
- Bengaluru, India
- INR 600,000 – INR 1,200,000
- Audit & Assurance Senior Associate
- PwC
- Bengaluru, Kolkata, India
- INR 1,200,000 – INR 1,800,000
- Analyst – Governance & Oversight of Regulatory Reporting
- American Express
- Gurugram, India
- INR 1,500,000 – INR 2,200,000
- Analyst - Risk Management
- American Express
- Gurugram, India
- INR 1,200,000 – INR 1,800,000
- Assistant Manager - Internal Audit
- Groww
- Bengaluru, India
- INR 1,500,000 – INR 2,500,000
- Associate/Senior Associate - CDD QC
- OakNorth
- Gurugram, India
- INR 800,000 – INR 1,500,000
- Senior Manager - Regulatory & Commercial
- Adani Group
- Ahmedabad, India
- INR 2,500,000 – INR 4,000,000
- Senior Risk Analyst
- Wahed
- Mumbai, India
- INR 2,500,000 – INR 3,500,000
- Assistant Manager
- KPMG India
- Gurugram, India
- INR 1,200,000 – INR 1,800,000
- Risk & Reg - Internal Audit - Senior Associate
- PwC
- Kolkata, India
- INR 1,200,000 – INR 1,800,000
- Officer 3 - AML / KYC
- IQ-EQ
- Hyderābād, India
- INR 500,000 – INR 800,000
- Manager, Regulatory Reporting
- IQ-EQ
- Hyderābād, India
- INR 2,000,000 – INR 3,500,000
- Reg Reporting Ops
- Capco
- Mumbai, India
- INR 1,200,000 – INR 1,800,000
- Global Financial Crimes Compliance Risk Assessment Manager
- American Express
- Gurugram, India
- INR 2,500,000 – INR 4,000,000
- Manager
- Standard Chartered
- Chennai, India
- INR 2,000,000 – INR 3,500,000
- Director, 2LOD Quality Assurance and Improvement
- Standard Chartered
- Bengaluru, India
- INR 6,000,000 – INR 9,000,000
- Income Auditor
- Marriott International
- Mussoorie, India
- INR 300,000 – INR 450,000
- Banking Operations Associate
- NTT DATA
- Greater Noida, India
- INR 400,000 – INR 600,000
- 监察专员-实习
- 小米科技 Xiaomi Technology
- Bengaluru, India
- INR 240,000 – INR 360,000
- Manager - Verification
- SBI Card
- Ahmedabad, India
- INR 1,200,000 – INR 1,800,000
- Senior - MS - ICFR - Business Process
- KPMG India
- India
- INR 900,000 – INR 1,400,000
- Associate - Personal Independence Compliance Testing
- EY
- Gurugram, India
- INR 500,000 – INR 700,000
Regulation and compliance work involves interpreting and implementing financial rules, monitoring institutional adherence, and identifying gaps in existing controls. Employers typically seek candidates with relevant certifications—such as those offered through professional bodies—and strong knowledge of applicable legislation and industry standards. These roles span large financial institutions, mid-sized firms, regulatory agencies, and specialized compliance consultancies, ranging from junior analyst positions to senior management and specialized expertise roles.
Financial Regulation and Compliance jobs by city
- Luxembourg20
- Singapore17
- Bengaluru11
- Gurugram10
- Tallinn10
- Jakarta10
- Kuala Lumpur9
- Monterrey8
- Saint Helier8
- Colombia7
- Warsaw7
- Lagos7
- Dubai6
- Dublin6
- Hong Kong6
- Vienna6
More in Finance & Accounting
- Accounting Support1664
- Financial Analysis1445
- Banking and Lending1319
- Financial Managers1178
- Accounting Professionals1156
- Tax Specialists516
- Investment Specialists418
- Insurance Claims and Sales326
- Financial Sales243
Questions
What qualifications do entry-level compliance roles require?
Most positions require a relevant degree—often in finance, law, or accounting—plus professional certification such as CAMS or relevant regulatory credentials. Some employers hire analytically strong graduates willing to study for certifications on the job, though this varies by organization.
What does a typical day involve in compliance work?
Days center on reviewing transactions or documentation against regulatory requirements, escalating anomalies, updating policies as rules change, and sometimes conducting internal audits. The pace shifts between routine monitoring and urgent responses when regulatory notices arrive or control failures emerge.
How does compliance work differ from audit or risk management?
Compliance focuses on adherence to external regulations and internal policy, while audit assesses control effectiveness and risk management addresses broader organizational threats. The three functions overlap but examine systems from different angles with distinct methodologies.
What technical skills matter most in this field?
Expertise in relevant regulatory frameworks is essential, along with strong data analysis, documentation systems, and often specific software platforms. Many roles require developing proficiency in databases or compliance management tools on the job.
How does someone progress from junior compliance roles?
Early careers build through deepening regulatory knowledge and scope—starting with transaction monitoring or specific rule sets before moving to policy development, auditing, or specialized domains. Progression toward management typically requires demonstrating both technical mastery and the ability to communicate complex rules to non-specialists.
Do compliance roles involve direct client or customer contact?
Rarely in typical compliance positions; work is primarily internal, collaborating with business units, operations teams, and senior management. External interactions mainly occur during regulatory examinations or when communicating with external auditors and compliance vendors.
How frequently do regulatory changes affect the job?
Changes occur regularly across most jurisdictions and products, requiring ongoing attention to regulatory announcements and guidance. Some roles specialize in monitoring and implementing new requirements, while others integrate changes into existing systems and training.
What working patterns are standard in compliance?
Most compliance positions operate on standard office hours, though urgent regulatory issues or audits can create compressed timelines. Remote and hybrid arrangements have become common in larger organizations, though on-site presence may be required during peak compliance periods.
How does compliance work differ from legal and regulatory affairs?
Compliance implements and monitors existing rules, while legal and regulatory affairs shape organizational positions on rules and manages government relations. Compliance roles are more operationally focused; legal roles engage more directly in policy advocacy and litigation matters.
What happens when a compliance issue is discovered?
Investigation begins immediately, documenting the problem, root cause, and scope, then escalating through management and sometimes to regulators depending on materiality. Follow-up involves remediation, control strengthening, and often regulatory reporting or dialogue.