Associate, Equity Execution Taiwan

Functional Description: HSBC Securities Taiwan is a full licensed securities house with focus on cash equity brokerage business in Taiwan.

People Responsibility: N

Reports To: Reporting to Director and Head of Equity Execution

Role Purpose

• To deliver best-in-class trade execution and market expertise while fostering strong client relationship managing trading risks and contributing to business growth through ownership and continuous process improvement.

Job Contents

• Execute client orders accurately and efficiently. Deliver best execution while minimizing trading costs. Manage trading risks and resolve execution issues promptly. Handle complex or high-impact trading activities.
• Build and maintain strong relationships with institutional clients. Monitor market movements and provide timely market insights.
• Ensure compliance with internal policies and regulatory requirements.
• Collaborate with Sales, Research, Operations, Compliance, and IT teams.
• Drive process improvements and support trading system enhancements.
• Contribute to business growth by enhancing client service and trading capabilities.
• Risk control – manage to reduce the error trade risk, conduct cash check, inventory check, check for accounts set up.
• Reconcile daily and/or monthly reports, as assigned.

Qualification/License Requirement

• Bacholer's degree or above

• Relevant experience and knowledge of equity trading, different trading strategies, the marketplace, and market issues and good insights

• Strong communication skills

• Resilient and able to work at pace

• Open mindset to communicate and discuss openly with internal and external stakeholders

• Pre-requisite License Requirement: Qualification Exam for Securities Specialist or Senior Securities Specialist (初業或高業) ; Financial Sense and Ethics (FSE, 5年效期內之金融常識與職業道德)

• Before you apply, please read the local internal application policy carefully (Taiwan: 職涯發展 Career Development \ 轉職規範). You will follow requirement per the Policy.
• For internal applicants with less than eighteen months in their current role, line manager’s endorsement is required.
• You are required to meet pre-requisite license qualification per role required as stated in the job posting.
• When applying, please submit a full resume. For any enquiries, please contact the recruiter for the job opening.